FAQs
- What should the customer know about your pricing (e.g., discounts, fees)?
Pricing is typically charged at an hourly rate of $300 per hour. for College Planning and special projects Flat fee is charged for a Retirement, Investment, and Estate Analysis. The fees range from $750 - $10,000 Asset Management fees are as follows $50,000 - $250,000 = 1.75% $250,001 - $500,000 = 1.50% $500,001 - $750,000 = 1.25% $750,001 - $1,000,000 = 1.00% $1,000,001 - $5,000,000 = 0.76% $5,000,000 - $100,000,000 = 0.50% $100,000,000 - $ 1 Billion = 0.30%
- What is your typical process for working with a new customer?
Clients will gather the following documents prior to the initial meeting with our firm. - Cash Flow Spreadsheet - Statements for all Banking and investment accounts - Complete Client Questionnaire - Complete Investor Profile - Copy of all Legal Documents (Will, Health Care Proxy, Power of Attorney, and any business legal documents) - Copy of Employee benefit brochure - Copy of the prior two years of Tax returns - Copy of most recent Pay-stub if applicable - Copy of all Insurance policies ( Auto, Home, Health, Disability, Long Term Care and Life)
- What education and/or training do you have that relates to your work?
I hold the following licenses Series 7 Series 63 New York State Life Accident and Health