FAQs
- What should the customer know about your pricing (e.g., discounts, fees)?
I am a fee based advisor and charge an annual fee ranging from .75% to 1.50% based on assets under management. I typically charge a flat annual fee of 1%.
- What is your typical process for working with a new customer?
The process of financial planning includes an introductory meeting which give me the opportunity to learn about your goals and concerns.
- What education and/or training do you have that relates to your work?
I have over 14 years of experience working in the financial services industry. Prior to starting Franklin Legacy Financial, I worked 6 years a Client Representative with BNY Mellon/Pershing in Asset Services and Global Clearances servicing institutional clients. Prior to BNY Mellon/Pershing, I was with CNL Securities Corp. as a Sales Relations Representative helping my team deliver alternative investment solutions such as real estate investment trusts, private placements, and mutual funds to broker/dealers. Prior to CNL Securities Corp. I was a financial advisor with UBS Financial Services, Inc. I graduated from the University of Central Florida with a Bachelors of Science in Health Services Administration. I passed the Series 7 and hold a Series 66 and Life, Health & Variable Annuities Insurance License.