FAQs
- What should the customer know about your pricing (e.g., discounts, fees)?
We charge on an Assets Under Management basis. We won't try to sell you commission-based products
- What is your typical process for working with a new customer?
Our typical process is to meet with a client and their spouse or partner, and go over their financials and describe how we work together to accomplish their goals.
- What education and/or training do you have that relates to your work?
Carlos and Carl Sera are Investment Advisory Representatives of Sera Capital, A Registered Investment Advisory Firm. Carl Sera has his Chartered Market Technician's designation.