FAQs
- What should the customer know about your pricing (e.g., discounts, fees)?
Fee-Only! We offer 4 month trial plus 100% guaranteed satisfaction after that. Partnering with a top investment management firm doesn’t need to be expensive and driven by commissions or hidden fees. Being a Fee-Only and Fiduciary Registered Investment Advisor, we stride on being completely open and transparent with our communication and compensation. If at any point you don’t feel we’re providing you value, we will reimburse our fee for the previous quarter. Assets Under Management Quarterly Fee $0 - $1M 0.375% $1M - $10M 0.25% $10M+ 0.18%
- What is your typical process for working with a new customer?
1. Initial call or in person meeting. We will likely go right into details about your financial needs and provide financial advice and guidance on the spot complimentary. A follow up call or meeting may insist depending on the situation. We might be doing a review of your investments and coming back with complimentary recommendation. 2. Once we agree we'd like to do business together, we Docusign to open and fund accounts. We use Charles Schwab as custody client accounts as well as their platform, systems and support. 3. Once your (individual account, IRA, Roth, Trust, corporate account ect) is open and funded with a wire from your bank or transfer of current investment account from another financial institution, we will be having conversation around financial planning to meet your financial needs and goals. We'll also be developing a prudent strategy and structure for your investments. 4. Followed by on-going advice and guidance and portfolio reviews
- What education and/or training do you have that relates to your work?
Daniel proudly carries a perfect regulatory record throughout his career with zero client complaints. He holds FINRA’s (Financial Industry Regulatory Authority) Securities Licenses Series 7 General Securities Representative, Series 66 Uniform Combined State Law and obtained the CRPC designation (Chartered Retirement Planning Counselor) from the College of Financial Planning in 2013, inactive. He was an Academic All American (GOLF) while graduating Southeast Missouri Sate and successful completed Executive Education in Investment Strategies and Macroeconomics from Colombia Business School in 2022.